-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EWSCzuuTcVOv1WUlJItt2IZwGCaWFVoVsSIlhS9DIBz1Hlb4uAcx4L8Z5vbdbh5v MasahLngpDbpOlAJRGjPbQ== 0000310354-98-000003.txt : 19980109 0000310354-98-000003.hdr.sgml : 19980109 ACCESSION NUMBER: 0000310354-98-000003 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980108 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: STANDEX INTERNATIONAL CORP/DE/ CENTRAL INDEX KEY: 0000310354 STANDARD INDUSTRIAL CLASSIFICATION: REFRIGERATION & SERVICE INDUSTRY MACHINERY [3580] IRS NUMBER: 310596149 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-10215 FILM NUMBER: 98502780 BUSINESS ADDRESS: STREET 1: 6 MANOR PKWY CITY: SALEM STATE: NH ZIP: 03079 BUSINESS PHONE: 6038939701 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: STANDEX INTERNATIONAL CORP/DE/ CENTRAL INDEX KEY: 0000310354 STANDARD INDUSTRIAL CLASSIFICATION: REFRIGERATION & SERVICE INDUSTRY MACHINERY [3580] IRS NUMBER: 310596149 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 6 MANOR PKWY CITY: SALEM STATE: NH ZIP: 03079 BUSINESS PHONE: 6038939701 SC 13D/A 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 4) Standex International Corporation (Name of Issuer) Common Stock (Title of Class of Securities) 854231107 (CUSIP Number) Deborah A. Rosen, Standex International Corporation, 6 Manor Parkway, Salem, New Hampshire, 03079, 603-893-9701 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) December 31, 1997 (Date of Event which Requires Filing of this Statement) If filing person has previously filed a statement on Schedule 13G to report the acquisition which is subject to this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box [ ]. Note: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d- 1(a) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing of this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 17 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 854231107 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) (b) 3) SEC Use Only 4) Source of Funds (See Instructions) SC 5) Check if Disclosure of Legal Proceedings is Required Pursuant to Item 2(d) or 2(e) 6) Citizenship or Place of Organization Boston,Massachusetts Number of 7) Sole Voting Power NONE Shares Bene- ficially Owned by 8) Shared Voting Power NONE Each Report- ing Person with 9) Sole Dispositive Power 1,407,015 10) Shared Dispositive Power NONE 11) Aggregate Amount Beneficially Owned by each Report Person 1,407,015 12) Check if the Aggregate Amount in Row (11) does not include shares which the reporting person discloses in the report but as to which beneficial ownership is disclaimed pursuant to Rule 13d-4 (17 CFR 240.13d-4) under the Securities Exchange Act of 1934. 13) Percent of Class Represented by Amount in Row (11) 10.8% as of December 31, 1997 14) Type of Reporting Person (See Instructions) EP ITEM 1. Security and Issuer. This statement relates to the Common Stock of Standex International Corporation, the issuer of such securities, which has executive offices at 6 Manor Parkway, Salem, New Hampshire 03079. ITEM 2. Identity and Background (a) The Standex International Corporation Employees' Stock Ownership Trust (the "Trust"), which is filing this Schedule 13D, is a trust formed in Massachusetts in 1975. The State Street Bank and Trust Company, located at 225 Franklin Street, Boston, Massachusetts 02101, is the trustee and Standex International Corporation is the sponsor. (b) Not Applicable (c) Not Applicable (d) The Trust has not, in the last five years, been convicted in any criminal proceeding nor has it been subjected to any judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. (e) See (d) above (f) Not Applicable ITEM 3. Source and Amount of Funds or Other Considerations Not Applicable ITEM 4. Purpose of Transaction The shares of Standex International Corporation are being acquired, distributed or disposed of, by the Trust in order to respectively fund or make distributions to participants in connection with the Standex International Corporation Employees' Stock Ownership Plan (the "Plan"), which is an employee stock ownership plan under Section 401(a) of the Internal Revenue Code. The Trust will continue to acquire shares of the Common Stock of Standex International Corporation as funds are made available to it through contributions by Standex International Corporation. ITEM 5. Interest in Securities of the Issuer (a) The Trust beneficially owns 1,407,015 shares of the Common Stock of Standex International Corporation which represents 10.8% of the issued and outstanding Common Stock as of December 31, 1997 (b) the Trustee of the Trust has the sole power to dispose or direct the disposition of shares from the Trust but only pursuant to the Standex International Corporation Employees' Stock Ownership Trust Agreement (the "Trust Agreement") and the Plan. Participants in the Plan have the power to vote the shares allocated to their respective accounts under the Plan. (c) Not Applicable (d) Not Applicable (e) Not Applicable ITEM 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of Issuer Not Applicable ITEM 7. Material to be Filed as Exhibits Not Applicable After reasonable inquiry and to the best of knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Standex International Corporation Employees'Stock Ownership Trust By:/s/Lindsay M. Sedwick Lindsay M. Sedwick for the Administrative Committee Attention: Intentional misstatements or omissions of fact constitute Federal criminal violations (see 17 U.S.C. 1001). -----END PRIVACY-ENHANCED MESSAGE-----